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Jobs and careers within Compliance & Risk

Nelson Scott offer compliance jobs and recruitment for jobs within the financial services. Roles range from assistants to analysts and from managers to officers.

Financial institutions are required to work within certain regulations and frameworks and it is the compliance department that ensures this happens. The risk department works in line with the compliance department assessing physical and financial security of their organisation and its stakeholders. Their approach to risk shapes their organisations operations.

Compliance professionals can bolster their standing by completing various qualifications provided by the CISI, CII and ICA covering securities and investments, combating financial crime, financial regulation, derivatives and securities, know your client (KYC), anti-money laundering (AML) and CASS (Client Assets Sourcebook).

Risk professionals will work through the CISI and IRM bodies to achieve the FRM (Financial Risk Manager) or becoming a Certified Member (CMIRM), covering units such as risk management, international risk regulation, operational risk, credit risk, market risk, investment risk, liquidity risk, corporate governance and risk oversight, model risk and enterprise risk management.

When working in compliance or risk, an individual should be persuasive, personable and technically minded.


Compliance & Risk Vacancies

To view our available compliance jobs please click here.

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